Privacy Policy

55 Wealth, LLC has adopted this policy with recognition that protecting the privacy and security of the 
personal information we obtain about our customers is an important responsibility. We also know that 
you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain 
certain personal information about you. We want you to know what information we collect and how we 
use and safeguard that information.

WHAT INFORMATION WE COLLECT
We collect certain nonpublic personal identifying information about you (such as your name, address, 
social security number, etc.) from information that you provide on applications or other forms as well as 
communications (electronic, telephone, written or in person) with you or your authorized representatives 
(such as your attorney, accountant, etc.). We also collect information about your brokerage accounts and 
transactions (such as purchases, sales, account balances, inquiries, etc.).

WHAT INFORMATION WE DISCLOSE
We do not sell, share, or disclose your nonpublic personal information to non-affiliated third party 
financial companies. We will not disclose the nonpublic personal information we collect about our 
customers to anyone except as necessary as follows: (i) in furtherance of our business relationship with 
them and then only to those persons necessary to effect the transactions and provide the services that 
they authorize (such as broker-dealers, custodians, independent managers etc.); (ii) to persons assessing 
our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, 
accountants, and auditors; or (iv) as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental 
agencies and other third parties in certain circumstances (such as third parties that perform administrative 
or marketing services on our behalf or for joint marketing programs), however we will not do so. These 
third parties are prohibited to use or share the information for any other purpose. If you decide at some 
point to either terminate our services or become an inactive customer, we will continue to adhere to our 
privacy policy, as may be amended from time to time.

SECURITY OF YOUR INFORMATION
We restrict access to your nonpublic personal information to those employees who need to know that 
information to service your account. We maintain physical, electronic and procedural safeguards that 
comply with applicable federal or state standards to protect your nonpublic personal information.

CHANGES TO OUR PRIVACY POLICY OR RELATIONSHIP WITH YOU
Our policy about obtaining and disclosing information may change from time to time. We will provide 
you notice of any material change to this policy before we implement the change.